Unclaimed
Matthieu Conan is a registered representative with Bofa Securities, Inc. located in New York, New York. Matthieu Conan has been in the industry since 2019. They are a registered representative in 53 states and the District of Columbia, and they have passed the Series 3, Series 7, Series 63, and Series 57TO exams. Matthieu Conan was previously employed by J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
10/15/2021 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
04/08/2019 - 08/24/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 04/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2021
Series 3 - National Commodity Futures Examination
BC
Issued 03/09/2020
Series 57TO - Securities Trader Exam
BC
Issued 04/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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