Unclaimed
Matthias Matsui is a registered representative with Needham & Company, LLC. Matthias has been in the industry since November 17, 2021. Matthias holds the Series 63, Series 79TO and SIE licenses. Matthias is registered to offer securities in California, Illinois, Massachusetts, Minnesota and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
11/18/2021 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
BC
Issued 12/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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