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Matthias Berning

KKR Capital Markets LLC

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About Matthias Berning

Matthias Berning is a registered representative with KKR Capital Markets LLC. Matthias has been in the securities industry since 2014. Matthias holds the Series 7 and Series 63 licenses and the SIE exam. Matthias is registered in 53 states and is also registered with FINRA. Prior to joining KKR Capital Markets LLC, Matthias was employed by J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc.

Firm Information

Matthias Berning is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthias Berning’s Registration & Firm History

CA

06/13/2023 - Present

KKR Capital Markets LLC (SAN FRANCISCO CA)

IL

12/16/2014 - 05/31/2023

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)

OH

03/05/2014 - 12/16/2014

JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)

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Licenses & Designations

BC

Issued 03/15/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthias Berning.
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