Unclaimed
Matthias Berning is a registered representative with KKR Capital Markets LLC. Matthias has been in the securities industry since 2014. Matthias holds the Series 7 and Series 63 licenses and the SIE exam. Matthias is registered in 53 states and is also registered with FINRA. Prior to joining KKR Capital Markets LLC, Matthias was employed by J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/13/2023 - Present
KKR Capital Markets LLC (SAN FRANCISCO CA)
IL
12/16/2014 - 05/31/2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
OH
03/05/2014 - 12/16/2014
JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)
BC
Issued 03/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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