Unclaimed
Matthew Woods is a financial advisor with DWS Distributors, Inc., and has been in the industry since August 11, 2009. Matthew is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE licenses. Matthew has been with DWS Distributors, Inc. since October 10, 2017. Previously, Matthew was with DEUTSCHE BANK SECURITIES INC. from August 11, 2009, to October 24, 2017. Matthew is licensed to provide securities advice in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2017 - Present
DWS Distributors, Inc. (NEW YORK NY)
NY
08/11/2009 - 10/24/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Woods is the right advisor for you? Invested Better is here to help.