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Matthew Woods

DWS Distributors, Inc.

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About Matthew Woods

Matthew Woods is a financial advisor with DWS Distributors, Inc., and has been in the industry since August 11, 2009. Matthew is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE licenses. Matthew has been with DWS Distributors, Inc. since October 10, 2017. Previously, Matthew was with DEUTSCHE BANK SECURITIES INC. from August 11, 2009, to October 24, 2017. Matthew is licensed to provide securities advice in 53 states and territories.

Firm Information

Matthew Woods is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Woods’s Registration & Firm History

NY

10/10/2017 - Present

DWS Distributors, Inc. (NEW YORK NY)

NY

08/11/2009 - 10/24/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Woods.
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