Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Winthrop is a financial advisor at Equitable Advisors, LLC, with over 28 years of experience in the industry. Matthew is registered with FINRA and has a Series 63, 66, 7, 24, 31 and SIE licenses. He has previously worked at Aegis Capital Corp., RBC Capital Markets, LLC, Oppenheimer & Co. Inc., H&R Block Financial Advisors, Inc., UBS PaineWebber Inc., Prudential Securities Incorporated, and Dean Witter Reynolds Inc. He is also a musician and performs in a band. Matthew provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
02/03/2022 - Present
Equitable Advisors, LLC (STAMFORD CT)
CT
10/16/2017 - 02/01/2022
AEGIS CAPITAL CORP. (WESTPORT CT)
CT
07/14/2011 - 10/24/2017
RBC CAPITAL MARKETS, LLC (WESTPORT CT)
CT
08/14/2007 - 07/15/2011
OPPENHEIMER & CO. INC. (STAMFORD CT)
CT
11/26/2002 - 08/15/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (GREENWICH CT)
NJ
09/15/1998 - 12/02/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/15/1995 - 09/16/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/17/1994 - 12/21/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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