Unclaimed
Matthew William Spaulding is a financial advisor affiliated with Fidelity Brokerage Services LLC. Matthew Spaulding is registered with the state of Kentucky and 52 other states. Matthew Spaulding has been in the industry since May 4, 2022 and has passed the Series 7TO, SIE and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
05/05/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 05/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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