Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Sexton is a financial advisor based in Stamford, CT. He is currently affiliated with Clear Harbor Asset Management, LLC. Prior to this role, Matthew Sexton was employed by Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC, Knight Capital Americas LLC, Knight Capital Americas, L.P., Schwab Capital Markets L.P., Knight Equity Markets, L.P., and Knight Securities, L.P.. Matthew Sexton is registered with the state of Connecticut, and has a Series 66, Series 63, Series 24, SIE, Series 55 and Series 7 licenses. He has passed the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, the Limited Representative-Equity Trader Exam, and the General Securities Representative Examination. Matthew Sexton specializes in working with high-net-worth individuals, corporations or other businesses, pension and profit sharing plans, charitable organizations, pooled investment vehicles, and individuals other than high-net-worth. He offers financial planning, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CT
07/13/2020 - Present
Clear Harbor Asset Management, LLC (Stamford CT)
CT
07/15/2014 - 05/28/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GREENWICH CT)
NY
11/04/2013 - 07/10/2014
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NJ
07/02/2012 - 11/06/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
03/01/2004 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
CT
10/20/2003 - 03/10/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NJ
06/21/2000 - 10/17/2003
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NJ
08/30/1999 - 11/10/1999
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
BOTH
Issued 12/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/28/2015
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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