Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Potter is a financial advisor with MML Investors Services, LLC. Matthew is a registered representative with FINRA, a member of the Securities Investor Protection Corporation, and is licensed to conduct business in 53 states and the District of Columbia. Matthew is also a registered Investment Advisor Representative in Ohio and Texas. Matthew has been working in the financial services industry for over 23 years. Matthew has experience working with individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
01/19/2022 - Present
MML Investors Services, LLC (Cincinnati OH)
OH
04/19/2016 - 09/07/2017
WELLS FARGO CLEARING SERVICES, LLC (CINCINNATI OH)
OH
02/19/2009 - 04/21/2016
MML INVESTORS SERVICES, LLC (CINCINNATI OH)
KY
01/30/2008 - 07/30/2008
AXA ADVISORS, LLC (LOUISVILLE KY)
IN
07/17/2007 - 01/24/2008
CAPITAL ANALYSTS, INCORPORATED (EVANSVILLE IN)
IN
12/15/2003 - 05/10/2007
MML INVESTORS SERVICES, INC. (CARMEL IN)
FL
12/03/2002 - 12/31/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
04/03/2001 - 11/07/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
11/03/2000 - 03/29/2001
AMERICAN DIVERSIFIED FINANCIAL GROUP LLC (HOLMDEL NJ)
OK
05/01/2000 - 11/03/2000
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
CA
08/04/1997 - 12/18/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 05/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2016
Series 4 - Registered Options Principal Examination
BC
Issued 06/28/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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