Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew William Merklinger is a financial professional with over 14 years of experience in the securities industry. Matthew has a strong background in both trading and operations and is currently registered with Wells Fargo Securities, LLC. Prior to joining Wells Fargo Securities, LLC, Matthew worked at UBS Securities LLC and Miller Tabak Roberts Securities, LLC. Matthew is licensed to conduct business in all states and has a broad range of licenses including Series 4, 7, 24, 55, 63, and 99. Matthew is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2015 - Present
Wells Fargo Securities, LLC (New York NY)
NY
05/27/2010 - 07/01/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
10/08/2009 - 05/21/2010
MILLER TABAK ROBERTS SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2024
Series 4 - Registered Options Principal Examination
BC
Issued 03/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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