Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew William Gruseke is a financial advisor with Rockefeller Financial LLC. Matthew has been in the industry since 2017 and holds a Series 63, 65, 7TO and 87 licenses. He is registered in 52 states and is also licensed as an Investment Advisor Representative in both Connecticut and New York. Matthew has worked at a number of firms prior to joining Rockefeller Financial LLC including Keefe, Bruyette & Woods, Inc. and Fieldpoint Private Securities LLC. Matthew offers portfolio management for individuals and businesses, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/06/2023 - Present
Rockefeller Financial LLC (Stamford CT)
NY
05/13/2019 - 08/17/2020
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 11/08/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/29/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/27/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/09/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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