Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Wesley Smith is a financial advisor with over 10 years of experience. Matthew has held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, USAA Financial Advisors, Inc., and Edward Jones before joining J.P. Morgan Securities LLC in 2018. Matthew is licensed to conduct business in multiple states and holds various securities licenses, including Series 66, 10, 9, 7, and SIE. Matthew is registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). J.P. Morgan Securities LLC offers a range of financial services, including investment management for individuals, businesses, and investment companies, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
01/05/2018 - Present
J.p. Morgan Securities LLC (THE WOODLANDS TX)
TX
03/13/2013 - 01/12/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONROE TX)
TX
09/08/2011 - 03/08/2013
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
07/09/2010 - 08/17/2011
EDWARD JONES (KINGWOOD TX)
BOTH
Issued 07/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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