Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Warner Traina is a financial professional with over 20 years of experience in the industry. Matthew is currently registered with Piper Sandler & Co. and has previously worked with firms such as Banc of America Securities LLC, Piper Jaffray & Co., Cascadia Capital, LLC, and Credit Suisse First Boston Corporation. Matthew's experience spans across various areas of the industry including investment banking, securities, and financial consulting. Matthew is registered in the state of California and Washington to provide financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/05/2009 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
CA
10/09/2007 - 04/02/2009
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
CA
07/21/2006 - 09/24/2007
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
WA
04/04/2005 - 07/07/2006
CASCADIA CAPITAL, LLC (SEATTLE WA)
NY
11/05/2001 - 02/28/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/04/1999 - 05/02/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 02/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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