Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Ward Ventura is a financial advisor with over 27 years of experience in the industry. Matthew currently works at Pershing LLC and is registered with the Financial Industry Regulatory Authority (FINRA). Previous firms include FBR Capital Markets & Co., Shoreline Trading Group LLC, A.B. Watley, Inc. and On-Site Trading, Inc. Matthew holds several licenses including Series 3, 4, 7, 24, 30, 52TO, 53, 55, 57TO, 63, 99TO and the SIE exam. Matthew is registered to conduct business in Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/14/2011 - Present
Pershing LLC (JERSEY CITY NJ)
NY
09/09/2009 - 02/24/2011
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
02/07/2002 - 08/24/2009
SHORELINE TRADING GROUP LLC (NEW YORK NY)
NY
10/31/2001 - 01/30/2002
A.B. WATLEY, INC. (NEW YORK NY)
NY
05/16/2000 - 10/22/2001
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
02/07/1997 - 04/06/2000
ON-SITE TRADING, INC. (GREAT NECK NY)
FL
02/14/1996 - 05/10/1996
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
NY
08/22/1994 - 02/14/1996
SCHONFELD SECURITIES INC. (JERICHO NY)
NY
02/08/1994 - 08/18/1994
FAHNESTOCK & CO., INC. (NEW YORK NY)
BC
Issued 02/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/28/2004
Series 30 - NFA Branch Manager Examination
BC
Issued 05/14/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2001
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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