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Matthew Ward Moore

Fidelity Distributors Co. LLC

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About Matthew Ward Moore

Matthew Ward Moore is a financial advisor who has been in the industry for over 9 years. Matthew is currently registered with Fidelity Distributors Co. LLC. Matthew has held previous positions at NATIXIS DISTRIBUTION, LLC and LPL FINANCIAL LLC. Matthew holds Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Matthew is registered with the securities regulators in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Matthew Moore is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Moore’s Registration & Firm History

MA

05/09/2023 - Present

Fidelity Distributors Co. LLC (BOSTON MA)

CA

09/18/2018 - 03/13/2023

NATIXIS DISTRIBUTION, LLC (San Francisco CA)

CA

08/26/2014 - 09/06/2018

LPL FINANCIAL LLC (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 09/05/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Ward Moore.
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