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Matthew Walker Maloney

Nylife Securities LLC

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About Matthew Walker Maloney

Matthew Walker Maloney is a financial professional with over 25 years of experience in the industry. Matthew is currently registered with Nylife Securities LLC. Prior to that, Matthew was with Fordham Financial Management, Inc. and Credit Suisse Securities (USA) LLC. Matthew is licensed to sell securities in New Jersey.

Firm Information

Matthew Maloney is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Maloney’s Registration & Firm History

NJ

06/25/2024 - Present

Nylife Securities LLC (EDISON NJ)

NJ

02/01/2024 - 05/22/2024

NYLIFE SECURITIES LLC (EDISON NJ)

NY

03/09/2021 - 08/09/2021

FORDHAM FINANCIAL MANAGEMENT, INC. (New York NY)

NY

08/17/2005 - 03/12/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

07/06/1995 - 08/09/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/05/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/05/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/05/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Walker Maloney.
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