Unclaimed
Matthew W Otto is a financial professional with over 10 years of experience in the securities industry. Matthew has a wide range of experience in the financial services industry, including working as a trader at ITG Derivatives LLC. Currently, Matthew is registered with Matrix Executions, LLC and has several licenses including Series 24, Series 57TO, SIE and Series 99. Matthew is based in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/05/2019 - Present
Matrix Executions, LLC (Chicago IL)
IL
07/31/2012 - 09/03/2013
ITG DERIVATIVES LLC. (CHICAGO IL)
BC
Issued 06/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/28/2020
Series 57TO - Securities Trader Exam
BC
Issued 01/13/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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