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Matthew Vincent Smith

Vanguard Marketing Corp.

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About Matthew Vincent Smith

Matthew Vincent Smith is a financial advisor with Vanguard Marketing Corp. Matthew has been in the financial industry for over 2 years and is licensed to sell securities in all 50 states and the District of Columbia. He is a Series 7, Series 63 and SIE exam holder.

Firm Information

Matthew Smith is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Smith’s Registration & Firm History

PA

09/24/2020 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 10/02/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/08/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Vincent Smith.
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