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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Vincent Harris is a financial advisor registered with Morgan Stanley. Matthew is registered with both broker-dealer (BC) and investment advisor (IA) licenses and has been in the industry since 2000. He is currently located in Cincinnati, Ohio. Matthew has experience working with various clients, including high-net-worth individuals, corporations, and charitable organizations. Matthew's experience extends across various financial services, including financial planning, portfolio management, and asset allocation advice. Matthew has held previous roles with several other firms such as Clarkson Capital Markets LLC, Clarksons Platou Securities, Inc, Janney Montgomery Scott LLC, Madison Williams and Company, and Tuohy Brothers Investment Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
09/08/2016 - Present
Morgan Stanley (Cincinnati OH)
NY
09/29/2014 - 09/23/2015
D/B/A CLARKSONS PLATOU SECURITIES (NEW YORK NY)
NY
04/29/2015 - 09/01/2015
CLARKSONS PLATOU SECURITIES, INC. (NEW YORK NY)
NY
01/03/2012 - 09/30/2014
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
05/12/2010 - 11/04/2011
MADISON WILLIAMS AND COMPANY (NEW YORK NY)
NY
11/04/2008 - 05/04/2010
TUOHY BROTHERS INVESTMENT RESEARCH, INC. (NEW YORK NY)
NY
07/31/2006 - 10/20/2008
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (NEW YORK NY)
NY
06/07/2000 - 06/08/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 06/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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