Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Dowley is a financial advisor at Piper Sandler & Co. in Minneapolis, MN. Matthew has over 30 years of experience in the financial services industry and holds Series 7, 9, 10, 52TO and SIE licenses. Matthew has previously worked at William Blair, E.J. De La Rosa & Co., Inc., Piper Jaffray & Co. and Dean Witter Reynolds Inc. Matthew has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/13/2016 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
CA
03/17/2014 - 06/03/2016
WILLIAM BLAIR (SAN FRANCISCO CA)
CA
06/13/2011 - 03/24/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
CA
11/01/1993 - 06/13/2011
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
NA
02/19/1986 - 11/27/1993
BANCAL INVESTMENT SERVICES, INC.
NA
12/22/1983 - 04/29/1985
DEAN WITTER REYNOLDS INC.
BC
Issued 12/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Dowley is the right advisor for you? Invested Better is here to help.
