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Matthew Van zandt Rogers

Compass Point Research & Trading, LLC

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About Matthew Van zandt Rogers

Matthew Van zandt Rogers is a financial professional with over 25 years of experience in the industry. Matthew has worked for various financial institutions including Height Capital Markets, FBR Capital Markets & Co., J.P. Morgan Securities Inc., Chase Securities Inc., and Hambrecht & Quist LLC. Matthew is currently registered with Compass Point Research & Trading, LLC. Matthew holds Series 7, 24, 55, 57, 63, and 66 licenses. Matthew holds a Series 24 license and is currently registered with the following states: California, Connecticut, District of Columbia, Florida, Illinois, Massachusetts, New York, and Ohio.

Firm Information

Matthew Rogers is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Rogers’s Registration & Firm History

DC

05/09/2023 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

DC

07/25/2017 - 05/15/2023

HEIGHT CAPITAL MARKETS (WASHINGTON DC)

VA

01/21/2003 - 10/18/2016

FBR CAPITAL MARKETS & CO. (ARLINGTON VA)

NY

04/30/2001 - 10/24/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/01/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

CA

07/17/1996 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 12/18/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Van zandt Rogers.
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