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Matthew Tyler Melton

Northwestern Mutual Investment Services, LLC

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About Matthew Tyler Melton

Matthew Tyler Melton is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Based in Leawood, Kansas, Matthew Melton has been in the securities industry since October 1998. Matthew Tyler Melton is licensed in 39 states as well as in Missouri and Kansas as an investment advisor. Matthew Melton is also a Series 65 (Uniform Investment Adviser Law Examination) holder.

Firm Information

Matthew Melton is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

5251 W 116TH PL STE 300

LEAWOOD, KS 66211

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew Melton’s Registration & Firm History

KS

12/05/2008 - Present

Northwestern Mutual Investment Services, LLC (LEAWOOD KS)

WI

10/21/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 9/3/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 1/2/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/24/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew Tyler Melton. Review regulatory record here.
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