Unclaimed
Matthew Tyler James is a financial advisor with Vanguard Marketing Corp. Matthew is registered in 53 states and the District of Columbia. Matthew has been in the securities industry since August 2011. Matthew holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/08/2011 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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