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Matthew Tomas Escovar

Keefe, Bruyette & Woods, Inc.

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About Matthew Tomas Escovar

Matthew Tomas Escovar is a financial advisor who has been working in the industry since 2009. Matthew has a broad range of experience in the financial services industry, having worked at various firms including Macquarie Capital (USA) Inc., Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC, Barclays Capital Inc., and Lehman Brothers Inc. Matthew is currently registered with Keefe, Bruyette & Woods, Inc. in Denver, Colorado. Matthew holds the Series 7, Series 63, and Series 79TO licenses and the SIE designation. Matthew is registered to provide securities related advice in 52 states and the District of Columbia.

Firm Information

Matthew Escovar is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Escovar’s Registration & Firm History

CO

12/03/2014 - Present

Keefe, Bruyette & Woods, Inc. (DENVER CO)

NY

12/01/2009 - 11/20/2014

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

10/05/2009 - 12/01/2009

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (NEW YORK NY)

NY

09/22/2008 - 02/12/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/12/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/19/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Tomas Escovar.
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