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Matthew Todd Thompson

Fifth Third Securities, Inc.

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About Matthew Todd Thompson

Matthew Todd Thompson is a financial advisor with Fifth Third Securities, Inc. based in LOUISVILLE, KY. Matthew is registered with the state of Kentucky as an investment advisor representative and as a broker. Matthew has a strong background in the financial industry and has been active in the industry since January 2005. Matthew has experience in various financial markets and services, including investment management, financial planning, and retirement planning. Matthew also works with individuals, families, businesses, and institutions.

Firm Information

Matthew Thompson is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

13904 SHELBYVILLE RD.

LOUISVILLE, KY 40245

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Thompson’s Registration & Firm History

KY

08/07/2013 - Present

Fifth Third Securities, Inc. (LOUISVILLE KY)

OH

11/13/2009 - 06/14/2013

PNC INVESTMENTS (DAYTON OH)

OH

03/13/2008 - 11/13/2009

NATCITY INVESTMENTS, INC. (KETTERING OH)

OH

10/15/2007 - 02/28/2008

U.S. BANCORP INVESTMENTS, INC. (CEDARVILLE OH)

OH

10/07/2004 - 08/28/2007

NATCITY INVESTMENTS, INC. (BEAVERCREEK OH)

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Licenses & Designations

IA

Issued 1/14/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/6/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Matthew Todd Thompson. Review regulatory record here.
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