Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rich has been a registered representative since 2006. Matthew is currently registered with MM Ascend Life Investor Services, LLC, in Cincinnati, Ohio. Matthew has worked for this firm since 2021. Previously, Matthew was employed with Great American Advisors, Inc. in Cincinnati, Ohio starting in 2008. Matthew also worked for Fidelity Brokerage Services LLC, Citigroup Global Markets Inc. and Citicorp Investment Services from 2006 to 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
08/10/2020 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
KY
02/18/2008 - 11/07/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
05/29/2007 - 12/10/2007
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
10/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLORENCE KY)
BOTH
Issued 08/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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