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Matthew Todd Kaufman

Calamos Financial Services LLC

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About Matthew Todd Kaufman

Matthew Kaufman is a financial advisor with Calamos Financial Services LLC. Matthew has been in the financial industry since February 16, 2006. Matthew is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, Series 7, Series 24 and SIE licenses. Matthew is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Prior to joining Calamos Financial Services LLC, Matthew was employed by FORESIDE FUND SERVICES, LLC, MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC, NORTHERN LIGHTS DISTRIBUTORS, LLC, PMA SECURITIES, INC., INVESCO AIM DISTRIBUTORS, INC., ALPS DISTRIBUTORS, INC. and CLAYMORE SECURITIES, INC.

Firm Information

Matthew Kaufman is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Kaufman’s Registration & Firm History

IL

01/12/2023 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

IL

08/26/2022 - 01/09/2023

FORESIDE FUND SERVICES, LLC (Wheaton IL)

IL

07/03/2019 - 06/01/2022

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC (CHICAGO IL)

NE

05/30/2013 - 08/19/2019

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

IL

03/24/2009 - 01/30/2012

PMA SECURITIES, INC. (NAPERVILLE IL)

IL

09/18/2006 - 03/16/2009

INVESCO AIM DISTRIBUTORS, INC. (WHEATON IL)

IL

04/13/2006 - 09/18/2006

ALPS DISTRIBUTORS, INC. (WHEATON IL)

IL

07/01/2004 - 03/27/2006

CLAYMORE SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2013

Series 3 - National Commodity Futures Examination

BC

Issued 06/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Todd Kaufman.
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