Unclaimed
Matthew Kaufman is a financial advisor with Calamos Financial Services LLC. Matthew has been in the financial industry since February 16, 2006. Matthew is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, Series 7, Series 24 and SIE licenses. Matthew is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Prior to joining Calamos Financial Services LLC, Matthew was employed by FORESIDE FUND SERVICES, LLC, MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC, NORTHERN LIGHTS DISTRIBUTORS, LLC, PMA SECURITIES, INC., INVESCO AIM DISTRIBUTORS, INC., ALPS DISTRIBUTORS, INC. and CLAYMORE SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/12/2023 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
IL
08/26/2022 - 01/09/2023
FORESIDE FUND SERVICES, LLC (Wheaton IL)
IL
07/03/2019 - 06/01/2022
MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC (CHICAGO IL)
NE
05/30/2013 - 08/19/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
03/24/2009 - 01/30/2012
PMA SECURITIES, INC. (NAPERVILLE IL)
IL
09/18/2006 - 03/16/2009
INVESCO AIM DISTRIBUTORS, INC. (WHEATON IL)
IL
04/13/2006 - 09/18/2006
ALPS DISTRIBUTORS, INC. (WHEATON IL)
IL
07/01/2004 - 03/27/2006
CLAYMORE SECURITIES, INC. (CHICAGO IL)
BC
Issued 07/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Kaufman is the right advisor for you? Invested Better is here to help.