Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Harrell is a financial advisor registered with Wells Fargo Clearing Services, LLC. Matthew Harrell is a Series 7, 9, 10, 24, 31, 63, and 65 licensed professional. Matthew Harrell has been in the industry since 1990. Matthew Harrell is registered in the state of Virginia and in Texas. Matthew Harrell has been registered with Wells Fargo Clearing Services, LLC since 2011. In the past, Matthew Harrell was affiliated with firms including: Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, First Union Brokerage Services, Inc., Dominion Investment Banking, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/12/2011 - Present
Wells Fargo Clearing Services, LLC (NORFOLK VA)
VA
06/01/2009 - 10/31/2011
MORGAN STANLEY SMITH BARNEY (VIRGINIA BEACH VA)
VA
09/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VIRGINIA BEACH VA)
VA
10/01/2000 - 09/09/2008
WACHOVIA SECURITIES, LLC (PORTSMOUTH VA)
NC
05/28/1993 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
01/06/1993 - 05/28/1993
DOMINION INVESTMENT BANKING, INC.
NY
01/23/1990 - 12/21/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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