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Matthew Todd Ellis

Loop Capital Markets LLC

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About Matthew Todd Ellis

Matthew Todd Ellis is a registered representative with Loop Capital Markets LLC. Matthew has been in the industry since 1997 and has experience with a variety of firms, including B. Riley Securities, Inc., B. Riley & Co., LLC, GFI Securities LLC, UBS Securities LLC, J.P. Morgan Securities Inc., Banc of America Securities LLC, and Bear, Stearns & Co. Inc. Matthew's areas of expertise include Equity Trading, Securities Trading and Financial Planning.

Firm Information

Matthew Ellis is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Matthew Ellis’s Registration & Firm History

IL

03/02/2021 - Present

Loop Capital Markets LLC (CHICAGO IL)

NY

11/30/2017 - 12/03/2020

B. RILEY SECURITIES, INC. (NEW YORK NY)

NY

12/05/2013 - 11/30/2017

B. RILEY & CO., LLC (NEW YORK NY)

NY

07/26/2011 - 03/28/2013

GFI SECURITIES LLC (NEW YORK NY)

NY

07/29/2008 - 04/18/2011

UBS SECURITIES LLC (NEW YORK NY)

NY

06/19/2007 - 07/30/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/25/2000 - 03/08/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

06/30/1994 - 11/19/1998

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Todd Ellis.
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