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Matthew Todd Ashworth

Truist Securities, Inc.

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About Matthew Todd Ashworth

Matthew Ashworth is a financial advisor with Truist Securities, Inc. Matthew has been in the industry since 1991 and has a wide range of experience. Matthew holds the Series 7, Series 6, Series 63, Series 57TO and Series 99TO licenses. Matthew is registered in 52 states and the District of Columbia. Previous experience includes WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP., SIGNET FINANCIAL SERVICES,INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC., and ROBERT W. BAIRD & CO. INCORPORATED.

Firm Information

Matthew Ashworth is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Ashworth’s Registration & Firm History

NC

09/02/2016 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

07/01/2003 - 05/25/2016

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

12/02/1997 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

07/27/1994 - 12/02/1997

SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)

WI

11/29/1991 - 06/21/1994

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

11/29/1991 - 06/21/1994

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 12/10/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/1994

Series 7 - General Securities Representative Examination

BC

Issued 11/27/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Todd Ashworth.
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