Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Arnold is a financial advisor at Wells Fargo Clearing Services, LLC. Matthew has been working in the industry since August 4, 2015. Matthew is registered with the state of Illinois and Minnesota, and has a Series 66, Series 10, Series 9, Series 3, SIE and Series 7 license. Matthew also has experience with providing financial planning, pension consulting and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/07/2023 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
BOTH
Issued 05/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/29/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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