Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Timothy Shafer is a financial advisor with Raymond James & Associates, Inc., and has been in the financial services industry since 1997. Matthew has previously worked for Morgan Stanley and Citigroup Global Markets Inc. Matthew holds licenses in 35 states for securities and investment advisory services and is a registered representative of Raymond James. Matthew also holds Series 7 and Series 63 licenses, as well as the SIE and Series 65 licenses. Matthew has experience in a wide range of financial services, including investment management, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2018 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
FL
06/01/2009 - 09/04/2018
MORGAN STANLEY (BOCA RATON FL)
FL
04/09/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
10/20/1997 - 04/22/2009
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
IA
Issued 11/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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