Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Timothy Nawrath is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Matthew is based in Charlotte, NC, and has been working in the financial services industry since 2008. Matthew has a broad background in the industry having previously been registered with Wells Fargo Clearing Services, LLC, PNC INVESTMENTS, and Wells Fargo Advisors, LLC. Matthew is licensed in 53 states and the District of Columbia. Matthew has successfully completed the Series 7, Series 9, Series 10, Series 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/23/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
06/10/2019 - 12/16/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
12/11/2014 - 11/01/2018
PNC INVESTMENTS (CHARLOTTE NC)
NC
04/27/2010 - 11/25/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NY
06/06/2008 - 07/15/2009
WELLS FARGO ADVISORS, LLC (PORT JEFFERSON NY)
BOTH
Issued 06/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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