Unclaimed
Matthew Timothy Clark is a financial advisor registered with Piper Sandler & Co. Matthew Timothy Clark has been working in the securities industry since 2001. Matthew Timothy Clark also has previous experience with Sterne, Agee & Leach, Inc., Credit Suisse Securities (USA) LLC, Keefe, Bruyette & Woods, Inc., Deutsche Bank Securities Inc., and CIBC World Markets Corp. Matthew Timothy Clark holds the Series 63, Series 86, Series 87, and Series 7 licenses. Matthew Timothy Clark is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/21/2015 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
08/01/2014 - 04/24/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
06/18/2012 - 08/06/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/21/2005 - 06/14/2012
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
08/12/2003 - 03/29/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/23/2002 - 07/28/2003
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
09/11/2001 - 01/22/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 10/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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