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Matthew Thornton

Harris Williams

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About Matthew Thornton

Matthew Thornton is a financial professional with over two decades of experience in the industry. Currently, Matthew is a registered representative at Harris Williams. Matthew holds several licenses including Series 7, 63, 24, 23, 9, 10 and SIE. Previously, Matthew worked at SIXPOINT PARTNERS LLC, BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC. Matthew is licensed to conduct business in Illinois, New York, Ohio, and Wisconsin.

Firm Information

Matthew Thornton is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Thornton’s Registration & Firm History

NY

08/01/2023 - Present

Harris Williams (New York NY)

IL

01/03/2014 - 08/04/2023

SIXPOINT PARTNERS LLC (CHICAGO IL)

IL

09/22/2008 - 12/06/2013

BARCLAYS CAPITAL INC. (CHICAGO IL)

IL

08/25/2000 - 09/22/2008

LEHMAN BROTHERS INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 03/31/2016

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 04/29/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/21/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Thornton.
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