Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Uno is a financial advisor with Principal Securities, Inc. in Roseville, California. Matthew has been in the financial services industry since January 2013. Matthew has been with Principal Securities, Inc. since March 2024. Matthew is a licensed insurance agent and also holds a Series 7, Series 24 and Series 66. Matthew specializes in providing financial advice to individuals, high-net-worth individuals, businesses, and charitable organizations. Matthew has a strong commitment to providing his clients with personalized financial planning services. Prior to joining Principal Securities, Inc., Matthew held positions with PRUCO SECURITIES, LLC., Mutual of Omaha Investor Services, Inc., MetLife Securities Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
04/02/2024 - Present
Principal Securities, Inc. (Roseville CA)
CA
06/02/2021 - 03/19/2024
PRUCO SECURITIES, LLC. (ROSEVILLE CA)
CA
09/12/2016 - 05/12/2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (Sacramento CA)
CA
02/09/2015 - 04/01/2016
METLIFE SECURITIES INC. (SACRAMENTO CA)
CA
01/08/2013 - 09/19/2014
EDWARD JONES (DAVIS CA)
BOTH
Issued 02/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Uno is the right advisor for you? Invested Better is here to help.
