Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Spay is a financial advisor with over 25 years of experience in the financial services industry. Matthew has been a registered representative since 1993 and has held positions at several firms, including G. R. Phelps & Co., Inc., MML Investors Services, LLC, and Cambridge Investment Research Advisors, Inc. Matthew is currently registered with Cambridge Investment Research Advisors, Inc. as an Investment Advisor Representative. Matthew provides financial planning, portfolio management and educational seminars to a diverse range of clients, including individuals, families, and businesses. Matthew is committed to providing his clients with personalized financial advice and strategies that help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
11/12/2012 - Present
Cambridge Investment Research Advisors, Inc. (DAVENPORT IA)
IA
08/13/2001 - 11/15/2012
MML INVESTORS SERVICES, LLC (DAVENPORT IA)
MA
03/01/1996 - 07/20/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
09/22/1993 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 12/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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