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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Richards is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Matthew has been in the industry since 2008 and has a strong track record of helping individuals and families achieve their financial goals. Matthew holds Series 6, 7, 63, and 65 licenses as well as the SIE. Matthew is also a registered Investment Advisor in California, New York, and Texas. Matthew has experience in financial planning, portfolio management, and investment consulting services. Matthew has a strong commitment to providing personalized service and building long-term relationships with clients. Matthew is dedicated to helping clients understand their financial options and make informed decisions about their future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/10/2018 - Present
Wells Fargo Advisors Financial Network, LLC (BUFFALO NY)
NY
03/09/2012 - 05/11/2018
MORGAN STANLEY (BUFFALO NY)
NY
11/23/2009 - 03/13/2012
HSBC SECURITIES (USA) INC. (AMHERST NY)
NY
02/18/2008 - 10/02/2009
CCO INVESTMENT SERVICES CORP. (DEPEW NY)
IA
Issued 04/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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