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Matthew Thomas Prifti

TD Private Client Wealth LLC

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About Matthew Thomas Prifti

Matthew Thomas Prifti is a financial advisor with TD Private Client Wealth LLC. Matthew is registered to provide investment advice in 23 states and has been in the financial industry since January 5, 2000. Matthew has a variety of experience in the financial services industry. Before joining TD Private Client Wealth LLC, Matthew worked for a number of other firms, including Commonwealth Financial Network, Northwestern Mutual Investment Services, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, New England Securities and NYLIFE Securities Inc. Matthew is a Chartered Financial Consultant. Matthew specializes in a number of areas, including portfolio management, financial planning and retirement planning. Matthew is dedicated to providing his clients with the highest quality financial advice and service.

Firm Information

Matthew Prifti is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Prifti’s Registration & Firm History

CT

11/15/2023 - Present

TD Private Client Wealth LLC (HARTFORD CT)

MA

03/30/2012 - 06/12/2014

COMMONWEALTH FINANCIAL NETWORK (BURLINGTON MA)

NH

01/03/2006 - 03/08/2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MANCHESTER NH)

MA

11/09/2002 - 07/14/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/09/2002 - 07/14/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

09/06/2001 - 11/25/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

05/15/1998 - 08/11/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/18/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2010

Series 7 - General Securities Representative Examination

BC

Issued 05/14/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Thomas Prifti.
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