Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Thomas McCarthy is a financial advisor registered with Alliancebernstein LP. Matthew has been in the industry since 2012. Matthew has a Series 65 and a Series 63 license. Matthew's professional designations include a Series 7, Series 10, Series 9, and Series 31 license. Matthew is registered in 27 states and is currently active in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/10/2023 - Present
Alliancebernstein LP (CHICAGO IL)
IA
Issued 09/21/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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