Unclaimed
Matthew Thomas Hoffman is a securities professional with over 20 years of experience in the financial services industry. Matthew is currently registered with Cascadia Capital, LLC and Candelewood Securities, LLC. Matthew has held prior registrations with firms such as Alternative Asset Investment Management Securities, LLC, Weston Financial Services LLC, SFG Securities, Inc., Credit Suisse Asset Management Securities, Inc., and Credit Suisse First Boston LLC. Matthew is licensed to offer securities in Connecticut, Georgia, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
09/08/2023 - Present
Cascadia Capital, LLC (SEATTLE WA)
NJ
08/11/2009 - 05/30/2014
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC (ENGLEWOOD NJ)
NY
12/12/2006 - 02/26/2009
WESTON FINANCIAL SERVICES LLC (NEW YORK NY)
AR
10/28/2005 - 11/01/2006
SFG SECURITIES, INC. (BENTONVILLE AR)
NY
08/28/2003 - 11/11/2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
11/01/2000 - 08/26/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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