Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Thomas Hammes is a financial advisor with over 17 years of experience in the financial services industry. Matthew is currently registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) in the state of Pennsylvania. Matthew is affiliated with Hornor, Townsend & Kent, LLC and has previously worked with LPL Financial LLC, FIRST ALLIED SECURITIES, INC., LPL FINANCIAL CORPORATION and American Express Financial Advisors. Matthew holds the Series 66, Series 53, Series 4, Series 24, Series 52TO, Series 99TO, Series 62, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
PA
03/05/2024 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
IA
09/04/2012 - 11/18/2022
LPL FINANCIAL LLC (ANKENY IA)
CA
07/26/2010 - 08/07/2012
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
10/26/2009 - 01/27/2010
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
09/14/2005 - 11/05/2009
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
MN
02/17/2005 - 06/29/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/17/2005 - 06/29/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/13/2017
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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