Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Giugliano is a financial advisor with Wells Fargo Clearing Services, LLC. Matthew has been in the industry since 2005. He holds FINRA Series 3, 7, 63, 66, 87 and SIE licenses. Matthew provides investment consulting services to institutional clients, as well as financial planning, pension consulting, selection of other advisers and portfolio management for businesses and individuals. Matthew has experience working at UBS Financial Services Inc., UBS Securities LLC. Matthew is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/04/2022 - Present
Wells Fargo Clearing Services, LLC (SHORT HILLS NJ)
NJ
06/29/2010 - 11/15/2022
UBS FINANCIAL SERVICES INC. (SHORT HILLS NJ)
NJ
02/27/2018 - 01/13/2022
UBS SECURITIES LLC (Short Hills NJ)
NY
06/07/2007 - 06/29/2010
UBS SECURITIES LLC (NEW YORK NY)
NJ
04/26/2005 - 08/20/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 05/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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