Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Thomas Gellene is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Matthew has been in the securities industry since 1989. Matthew has experience with a variety of clients including high net worth individuals, corporations and institutions. Matthew is a registered investment advisor representative in Connecticut, District of Columbia, Maryland, Texas and Virginia. Matthew holds the following licenses: Series 4, 7, 9, 10, 24, 63 and 65. Matthew also has prior experience with other firms including BANC of AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., ROBERTSON STEPHENS, INC., and FERRIS, BAKER WATTS INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/05/1991 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CA
07/19/2002 - 09/17/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
MD
08/22/1989 - 05/31/1991
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
IA
Issued 04/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/18/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/22/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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