Unclaimed
Matthew Friedmann is a financial advisor who has been in the industry since September 5, 2013. Matthew is currently registered with Brighttower Securities LLC and has been with the firm since January 31, 2023. He has previously worked at Macquarie Capital (USA) Inc., RBC Capital Markets, LLC and RBS Securities Inc. Matthew holds the Series 7, Series 63 and Series 7TO licenses and is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/31/2023 - Present
Brighttower Securities LLC (NEW YORK NY)
NY
11/21/2017 - 10/06/2020
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
04/06/2011 - 12/02/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
CT
04/27/2010 - 03/07/2011
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 05/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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