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Matthew Thomas Charlton

TP Icap Global Markets Americas LLC

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About Matthew Thomas Charlton

Matthew Charlton is a financial professional with over 28 years of experience in the financial services industry. Matthew is currently registered with TP Icap Global Markets Americas LLC. Matthew has previously held positions at Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., AmeriVest Partners, LLC, Lek Securities Corporation, Labranche Financial Services, Inc., First Options of Chicago, Inc., and CS First Boston Corporation.

Firm Information

Matthew Charlton is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Charlton’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

09/03/2009 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NJ

09/03/2009 - 04/21/2010

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

NY

10/05/2004 - 08/17/2009

AMERIVEST PARTNERS, LLC (NEW YORK NY)

NY

01/12/2005 - 04/24/2007

LEK SECURITIES CORPORATION (NEW CITY NY)

NY

05/26/2004 - 01/06/2005

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

IL

12/03/1992 - 01/05/2000

FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)

NY

10/19/1988 - 11/28/1990

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2016

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Matthew Thomas Charlton. Review regulatory record here.
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