Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Burton is a financial advisor at UBS Financial Services Inc. He is registered with the Financial Industry Regulatory Authority (FINRA) and has over 27 years of experience in the financial services industry. Matthew is a Series 7, 9, 10, 31, 63 and 66 licensed representative. He is also licensed to sell securities in many states. Matthew specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
10/06/2023 - Present
UBS Financial Services Inc. (INDIANAPOLIS IN)
IN
06/03/2011 - 10/10/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IN
06/01/2009 - 06/07/2011
MORGAN STANLEY SMITH BARNEY (INDIANAPOLIS IN)
IN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (INDIANAPOLIS IN)
IN
06/20/2001 - 04/02/2007
MORGAN STANLEY DW INC. (INDIANAPOLIS IN)
NY
10/20/1998 - 05/23/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/18/1993 - 06/04/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 7/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2005
Series 3 - National Commodity Futures Examination
BC
Issued 3/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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