Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Thomas is a financial professional with over 8 years of experience in the financial services industry. Matthew has held previous positions at MSI Financial Services, Inc., CLG Investment Company, Inc., and MML Investors Services, LLC. Matthew currently works as a Registered Representative for Northwestern Mutual Investment Services, LLC. His office is located in West Hartford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
07/18/2018 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
CT
04/09/2018 - 07/13/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
NY
03/25/2017 - 03/22/2018
MML INVESTORS SERVICES, LLC (ELMSFORD NY)
NY
01/02/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ELMSFORD NY)
CT
03/08/2010 - 07/06/2015
CLG INVESTMENT COMPANY, INC. (GREENWICH CT)
BC
Issued 03/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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