Unclaimed
Matthew Brophy is a registered representative with Houlihan Lokey Capital, Inc. in New York, New York. Matthew has been in the financial services industry for over 6 years and is licensed to sell securities in New York. Matthew previously worked at Houlihan Lokey Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2021 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
08/31/2017 - 04/22/2024
HOULIHAN LOKEY ADVISORS, LLC (NEW YORK NY)
BC
Issued 02/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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