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Matthew T Nothnagel

Raymond James Financial Services, Inc.

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About Matthew T Nothnagel

Matthew Nothnagel is a financial advisor with Raymond James Financial Services, Inc. with over 17 years of experience in the financial services industry. Matthew has a strong track record of success in providing personalized financial advice to clients, including investment management, retirement planning and estate planning. Matthew holds Series 7, 9, 10, 63 and 66 securities licenses as well as a SIE license. Matthew is registered to offer securities in 53 states. Prior to joining Raymond James, Matthew has also worked with ScotTrade, Inc. and Princor Financial Services Corporation.

Firm Information

Matthew Nothnagel is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Nothnagel’s Registration & Firm History

FL

08/25/2023 - Present

Raymond James Financial Services, Inc. (ST. PETERSBURG FL)

FL

05/01/2014 - 02/01/2016

SCOTTRADE, INC. (SPRING HILL FL)

FL

10/03/2012 - 11/09/2012

PRINCOR FINANCIAL SERVICES CORPORATION (TAMPA FL)

FL

04/15/2008 - 06/27/2012

PRINCOR FINANCIAL SERVICES CORPORATION (TAMPA FL)

FL

05/24/1995 - 02/01/2006

TD WATERHOUSE INVESTOR SERVICES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 09/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/17/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/27/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/07/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/29/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew T Nothnagel. Review regulatory record here.
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