Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Gatto is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm that manages over $1 trillion in assets. Matthew has been in the financial industry for over 20 years and holds several licenses, including Series 7, 63, and 66. Matthew specializes in portfolio management for individuals and businesses, as well as pension consulting. Matthew has a long history of working with clients in various states, including New York, New Jersey, and Texas. Matthew is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/19/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
01/30/2007 - 07/01/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
08/09/2004 - 02/01/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/26/2001 - 08/12/2004
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
02/08/2000 - 03/29/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/18/1998 - 02/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/24/1997 - 08/07/1998
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 12/10/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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